SEC Form 4 · accession 0001209191-16-131285
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence J Keating
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Jul 1, 2016 | A | 978 | $0.00 | A | 8,859 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on July 1, 2016 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date.
- F2Includes 7,573 shares which have been deferred. The deferred shares herein were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan.