SEC Form 4 · accession 0000892553-18-000113
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Williams
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Oct 1, 2018 | A | 319 | $0.00 | A | 12,302 | D | |
| Common stock, par value $0.01 per shareF2 | Oct 1, 2018 | F | 82 | $78.17 | D | 12,220 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on October 1, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.
- F2The reporting person surrendered 82 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.