SEC Form 4 · accession 0000892553-18-000032
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jillian C. Evanko
Officer — VP, CFO, CAO and Treasurer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Feb 13, 2018 | F | 435 | $47.70 | D | 14,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person surrendered 435 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
- F22,454 and 11,510 shares of the total amount beneficially owned were granted on February 13, 2017 and January 2, 2018, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan and the Chart Industries, Inc. 2017 Omnibus Equity Plan, respectively, in an exempt transaction under Rule 16b-3 and remain subject to restriction.