SEC Form 4 · accession 0000892553-18-000017
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Goodrich
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Jan 2, 2018 | A | 516 | $0.00 | A | 13,685 | D | |
| Common stock, par value $0.01 per shareF2 | Jan 2, 2018 | F | 155 | $48.39 | D | 13,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on January 2, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.
- F2The reporting person surrendered 155 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.