SEC Form 4 · accession 0000892553-17-000052
CHART INDUSTRIES INC · GTLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Goodrich
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892553
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Oct 2, 2017 | A | 636 | $0.00 | A | 13,360 | D | |
| Common stock, par value $0.01 per shareF2 | Oct 2, 2017 | F | 191 | $40.25 | D | 13,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were granted on October 2, 2017, in an exempt transaction, pursuant to the terms of stock award agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan and the 2017 Omnibus Equity Plan.
- F2The reporting person surrendered 191 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.