SEC Form 4 · accession 0001615594-16-000263
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Madison
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 17, 2016 | P | 6,300 | $3.00 | A | 6,300 | I | By Trust |
| Common StockF2 | Nov 17, 2016 | P | 3,350 | $2.95 | A | 9,650 | I | By Trust |
| Common StockF2 | Nov 17, 2016 | P | 95 | $2.97 | A | 9,745 | I | By Trust |
| Common StockF2 | Nov 17, 2016 | P | 5 | $2.96 | A | 9,750 | I | By Trust |
| Common StockF2 | Nov 17, 2016 | P | 1,625 | $2.9999 | A | 11,375 | I | By Trust |
| Common StockF2 | Nov 17, 2016 | P | 3,250 | $2.9499 | A | 14,625 | I | By Trust |
| Common StockF1 | holding | — | — | — | 78,060 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Thomas F. Madison Revocable Trust.
- F2Represents the aggregate number of Qumu shares held in nine trust accounts established for the benefit of Mr. Madison's nine grandchildren and of which Mr. Madison is sole trustee.