SEC Form 4 · accession 0001615594-16-000198
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Daniel R Fishback
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 8,060 | $0.00 | A | 21,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | May 11, 2016 | M | 8,060 | D | — | — | Common Stock | 8,060 | 0 | D |
| Restricted Stock UnitsF1,F4,F3 | — | May 12, 2016 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Each restricted stock units represents the contingent right to receive one share of Qumu common stock.
- F2The restricted stock units vested the first business day prior to the 2016 Annual Meeting of the Shareholders provided the director continued to provide services to Qumu, subject to certain exceptions.
- F3The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date of the restricted stock unit's first vest.
- F4The restricted stock units vest on the first business day prior to the 2017 Annual Meeting of the Shareholders provided the director continues to provide services to Qumu on that date, subject to certain exceptions.