SEC Form 4 · accession 0001615594-15-000124
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Goepfrich
Officer — Chief Financial Officer
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 13,050 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.11 | Nov 11, 2015 | A | 40,000 | A | Nov 11, 2016 | Nov 11, 2022 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Held by The Rebecca Braun Revocable Trust dated July 28, 2014 of which reporting person and his spouse are trustees.
- F2Option vests as to 25% of the shares on the first four anniversaries of the date of grant.