SEC Form 4 · accession 0001615594-15-000107
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Goepfrich
Officer — Chief Financial Officer
Period of report
Aug 7, 2015
Accepted (ET)
Aug 25, 2015 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | G | 3,050 | $0.00 | D | 3,050 | I | By Trust |
| Common StockF2 | Aug 7, 2015 | G | 3,050 | $0.00 | A | 3,050 | I | By Trust |
| Common StockF2 | Aug 24, 2015 | P | 10,000 | $4.00 | A | 13,050 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were gifted to The Rebecca Braun Revocable Trust dated July 28, 2014 by The Goepfrich-Braun Trust UAD 5/24/06.
- F2Held by The Rebecca Braun Revocable Trust dated July 28, 2014 of which reporting person and his spouse are trustees.