SEC Form 4 · accession 0000892482-18-000099
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vern Hanzlik
Officer — President and CEO · Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2018 | A | 37,500 | $0.00 | A | 175,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F2 | $2.1257 | Dec 10, 2018 | A | 75,000 | A | Dec 10, 2019 | Dec 10, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Restricted Stock vests as to 25% on each of the first four anniversaries of the date of grant.
- F2Option vests as to 25% on each of the first four anniversaries of the date of grant.