SEC Form 4 · accession 0000892482-18-000063
Qumu Corp · QUMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Ristow
Officer — Chief Financial Officer
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F2 | $2.28 | May 15, 2018 | A | 150,000 | A | Dec 15, 2018 | Dec 15, 2024 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Restricted Stock vests as to 25% on each of the first four anniversaries of Mr. Ristow's hire date of December 15, 2017.
- F2Option vests as to 25% on each of the first four anniversaries of Mr. Ristow's hire date of December 15, 2017.