SEC Form 4 · accession 0000892222-16-000115
CRAFT BREW ALLIANCE, INC. · BREW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph K O'Brien
Officer — Principal Accounting Officer
Period of report
Mar 31, 2016
Accepted (ET)
May 19, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 31, 2016 | L | 37 | $0.00 | A | 37 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Statutory Stock OptionF1 | $7.69 | May 18, 2016 | A | 5,396 | A | — | May 18, 2026 | Common stock | 5,396 | 5,396 | D |
Explanation of responses
- F1Options were granted on 05/18/2016 under the 2014 Stock Incentive Plan and become exercisable for 25% of the Shares on each of the first four anniversaries of the grant date.