SEC Form 4 · accession 0001144204-16-093311
DERMA SCIENCES, INC. · DSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Hewlett
Director
Period of report
Jan 29, 2015
Accepted (ET)
Apr 7, 2016 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2015 | X | 100,000 | $6.25 | A | 998,630 | I | By Comvita Limited |
| Common StockF2 | Jan 29, 2015 | X | 133,333 | $5.50 | A | 1,131,963 | I | By Comvita Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series N WarrantsF4,F2 | $6.25 | Jan 29, 2015 | X | 100,000 | D | Feb 23, 2010 | Feb 22, 2015 | Common Stock | 100,000 | 0 | I |
| Series Q WarrantsF4,F2 | $5.50 | Jan 29, 2015 | X | 133,333 | D | Feb 23, 2010 | Feb 22, 2015 | Common Stock | 133,333 | 0 | I |
Explanation of responses
- F1The acquisition of the securities reported herein resulted from the exercise by Comvita Limited of derivative securities (Series N and Series Q Warrants) exempt under Exchange Act Rule 16b-6(b).
- F2The securities reported herein are held by Comvita Limited. Brett Hewlett is the former Chief Executive Officer and a current Advisor to the Board of Directors of Comvita Limited and therefore may be deemed to share voting and investment power with respect to these securities held by Comvita Limited. Mr. Hewlett disclaims beneficial ownership of these securities held by Comvita Limited.
- F3The disposition of the securities reported herein resulted from the exercise by Comvita Limited of in-the-money derivative securities (Series N and Series Q Warrants) exempt under Rule 16b-6(b).
- F4The securities reported herein were originally issued to Comvita Limited on February 23, 2010.