SEC Form 4 · accession 0001209191-15-085030
BOOKS A MILLION INC · BAMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilda B Anderson
Other
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Dec 10, 2015 | J | 14,111 | — | D | 0 | D | |
| Common Stock, $0.01 par value per shareF2,F3 | Dec 10, 2015 | J | 183,000 | — | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated as of July 13, 2015, by and among the Issuer, Family Acquisition Holdings, Inc. ("Parent") and Family Merger Sub, Inc. ("Sub"), on December 10, 2015, Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). In connection with the Merger, in accordance with the terms of that certain rollover letter, dated July 13, 2015, by and among Parent, the reporting person and certain other rollover investors (the "Rollover Letter"), the reporting person contributed these shares, valued at $3.25 per share, to Parent immediately prior to the effectiveness of the Merger in exchange for capital stock in Parent.
- F2Pursuant to the Rollover Letter, these shares, valued at $3.25 per share, were contributed to Parent immediately prior to the effectiveness of the Merger in exchange for capital stock in Parent.
- F3100,000 of these shares were held by Charles C. Anderson, and the remaining 83,000 shares were held by The Charles C. Anderson Family Foundation.
Remarks
The reporting person is filing this report because she may be deemed to be a member of a "group' (within the meaning of Section 13(d)(3) of the Securities Exchange Act) that owns more than 10% of the Common Stock, par value $.01 per share (the "Common Stock"), of the Issuer.