SEC Form 4 · accession 0001493152-18-013989
PERMA FIX ENVIRONMENTAL SERVICES INC · PESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Robert Cochran
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | A | 2,857 | $3.15 | A | 19,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.795 | holding | — | — | — | — | Jan 13, 2027 | Common Stock | 6,000 | 6,000 | D |
| Stock OptionF2 | $3.55 | holding | — | — | — | — | Jul 27, 2027 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF3 | $4.30 | holding | — | — | — | — | Jul 26, 2028 | Common Stock | 2,400 | 2,400 | D |
Explanation of responses
- F1Non-Qualified Stock Option granted 01/13/17 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F2Non-Qualified Stock Option granted 07/27/17 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F3Non-Qualified Stock Option granted 07/26/18 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.