SEC Form 4 · accession 0001370728-17-000002
PERMA FIX ENVIRONMENTAL SERVICES INC · PESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Kugler
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 3, 2017 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | A | 2,000 | $2.925 | A | 32,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.70 | holding | — | — | — | — | Sep 18, 2024 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF2 | $4.19 | holding | — | — | — | — | Sep 17, 2025 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF3 | $4.60 | holding | — | — | — | — | Jul 28, 2026 | Common Stock | 2,400 | 2,400 | D |
Explanation of responses
- F1Stock Option granted 09/18/14 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F2Stock Option granted 09/17/15 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F3Stock Option granted 07/28/16 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.