SEC Form 4 · accession 0001370728-16-000011
PERMA FIX ENVIRONMENTAL SERVICES INC · PESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Shelton
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 4, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | A | 3,611 | $2.79 | A | 58,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $10.75 | holding | — | — | — | — | Jul 27, 2016 | Common Stock | 6,000 | 6,000 | D |
| Stock OptionF2 | $14.75 | holding | — | — | — | — | Aug 2, 2017 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF3 | $11.70 | holding | — | — | — | — | Aug 5, 2018 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF4 | $13.35 | holding | — | — | — | — | Jul 29, 2019 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF5 | $8.40 | holding | — | — | — | — | Sep 29, 2020 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF6 | $7.05 | holding | — | — | — | — | Aug 24, 2021 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF7 | $5.50 | holding | — | — | — | — | Sep 13, 2022 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF8 | $2.785 | holding | — | — | — | — | Sep 12, 2023 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF9 | $3.70 | holding | — | — | — | — | Sep 18, 2024 | Common Stock | 2,400 | 2,400 | D |
| Stock OptionF10 | $4.19 | holding | — | — | — | — | Sep 17, 2025 | Common Stock | 2,400 | 2,400 | D |
Explanation of responses
- F1Stock Option granted 07/27/06 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F10Stock Option granted 09/17/15 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F2Stock Option granted 08/02/07 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F3Stock Option granted 08/05/08 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F4Stock Option granted 07/29/09 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F5Stock Option granted 09/29/10 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F6Stock Option granted 08/24/11 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F7Stock Option granted 09/13/12 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F8Stock Option granted 09/12/13 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F9Stock Option granted 09/18/14 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.