SEC Form 4 · accession 0001256439-15-000004
PERMA FIX ENVIRONMENTAL SERVICES INC · PESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Kugler
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 1, 2015 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | A | 2,010 | $2.91 | A | 16,982 | D | |
| Common Stock | Apr 1, 2015 | M | 1,131 | $2.785 | A | 18,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.785 | Apr 1, 2015 | M | 1,131 | D | — | Sep 12, 2023 | Common Stock | 1,131 | 1,035 | D |
| Stock OptionF2 | $3.70 | holding | — | — | — | — | Sep 18, 2024 | Common Stock | 2,400 | 2,400 | D |
Explanation of responses
- F1Stock Option granted 09/12/13 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
- F2Stock Option granted 09/18/14 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.