SEC Form 4 · accession 0001209191-18-033459
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W.H. Baird Garrett
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2018 | A | 3,582 | $0.00 | A | 59,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.35 | May 23, 2018 | A | 6,000 | A | May 23, 2019 | May 23, 2028 | Common Stock | 6,000 | 6,000 | D |