SEC Form 4 · accession 0001209191-16-119444
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Lee
Officer — Chief Executive Officer · Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.70 | May 10, 2016 | A | 100,000 | A | — | May 10, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The stock option vests in three equal annual installments beginning on May 10, 2017.