SEC Form 4/A · accession 0001209191-16-102000
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel R Lee
Officer — Chief Executive Officer · Director
Period of report
Nov 28, 2014
Accepted (ET)
Feb 24, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2,F3 | $1.25 | Nov 28, 2014 | A | 943,834 | A | Nov 28, 2015 | Nov 28, 2024 | Common Stock | 943,834 | 943,834 | D |
Explanation of responses
- F1Exhibit List: Exhibit 24 - Power of Attorney
- F2The option provides for vesting with respect to 25% of the shares subject to the stock option on November 28, 2015 and will continue to vest with respect to an additional 1/48th of the shares subject to the stock option on each monthly anniversary thereafter, subject to Mr. Lee's continued service through applicable vesting date.
- F3This Form 4 amendment is being filed to report the correct expiration date.