SEC Form 4 · accession 0001209191-15-008719
FULL HOUSE RESORTS INC · FLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis A. Fanger
Officer — Sr. VP, CFO and Treasurer
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891482
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.37 | Jan 30, 2015 | A | 300,000 | A | — | Jan 30, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The option provides for vesting with respect to 25% of the shares subject to the stock option on January 30, 2016 and will continue to vest with respect to an additional 1/48th of the shares subject to the stock option on each monthly anniversary thereafter, subject to Mr. Fanger's continued service through the applicable vesting date.