SEC Form 4 · accession 0001239944-18-000016
SERVOTRONICS INC /DE/ · SVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D Trbovich
Officer — President & CEO · Director
Period of report
Nov 30, 2017
Accepted (ET)
Feb 13, 2018 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | G | 13,003 | — | D | 59,663 | D | |
| Common Stock | holding | — | — | — | 4,956 | I | By ESOT | |
| Common StockF3 | holding | — | — | — | 40,608 | I | As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift of securities.
- F2The amount beneficially owned following the reported transaction includes the transaction previously reported by the Reporting Person on a Form 4 filed January 3, 2018.
- F3As of the date hereof, includes shares allocated to the Employee Stock Ownership Trust (the "ESOT") accounts of the Reporting Person's brothers, Michael Trbovich and Nicholas Trbovich, Jr., that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his family members' ESOT accounts.