SEC Form 4 · accession 0001239944-17-000004
SERVOTRONICS INC /DE/ · SVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore SanFilippo
Officer — Senior Vice President
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2017 | F | 1,268 | $9.97 | D | 12,684 | D | |
| Common Stock | holding | — | — | — | 6,732 | I | By ESOT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 1, 2017, 3,000 restricted shares vested and the Reporting Person instructed the Company to withhold 1,268 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan.
- F2As of the date hereof, the Reporting Person's direct beneficial ownership includes 3,750 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested.