SEC Form 4 · accession 0001196395-15-000009
SERVOTRONICS INC /DE/ · SVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cari L Jaroslawsky
Officer — Chief Financial Officer
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2015 | F | 1,902 | $6.49 | D | 15,205 | D | |
| Common Stock | holding | — | — | — | 1,784 | I | By ESOT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $4.70 | holding | — | — | — | — | Dec 29, 2015 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1On January 1, 2015, 4,500 restricted shares vested and the Reporting Person instructed the Company to withhold 1,902 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan.
- F2As of the date hereof, the Reporting Person's direct beneficial ownership includes 9,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested.
- F3All of the options are currently exercisable.