SEC Form 4 · accession 0000891293-15-000062
CTI BIOPHARMA CORP · CTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Plunkett
Officer — EVP, Corporate Development
Period of report
Dec 4, 2015
Accepted (ET)
Dec 4, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2015 | S | 1,500 | $0.9901 | D | 628,584 | D | |
| Common Stock | Dec 4, 2015 | S | 600 | $0.9902 | D | 627,984 | D | |
| Common Stock | Dec 4, 2015 | S | 200 | $0.9924 | D | 627,784 | D | |
| Common Stock | Dec 4, 2015 | S | 200 | $0.9935 | D | 627,584 | D | |
| Common Stock | Dec 4, 2015 | S | 1,100 | $0.9947 | D | 626,484 | D | |
| Common Stock | Dec 4, 2015 | S | 200 | $0.9948 | D | 626,284 | D | |
| Common Stock | Dec 4, 2015 | S | 600 | $0.995 | D | 625,684 | D | |
| Common Stock | Dec 4, 2015 | S | 100 | $0.9975 | D | 625,584 | D | |
| Common Stock | Dec 4, 2015 | S | 100 | $0.9995 | D | 625,484 | D | |
| Common Stock | Dec 4, 2015 | S | 300 | $0.9996 | D | 625,184 | D | |
| Common Stock | Dec 4, 2015 | S | 200 | $0.9998 | D | 624,984 | D | |
| Common Stock | Dec 4, 2015 | S | 100 | $0.9999 | D | 624,884 | D | |
| Common Stock | Dec 4, 2015 | S | 4,500 | $1.00 | D | 620,384 | D | |
| Common Stock | Dec 4, 2015 | S | 100 | $1.005 | D | 620,284 | D | |
| Common Stock | Dec 4, 2015 | S | 200 | $1.01 | D | 620,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a 10b5-1 trading plan.