SEC Form 4 · accession 0000891293-15-000037
CTI BIOPHARMA CORP · CTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Plunkett
Officer — EVP, Corporate Development
Period of report
Sep 24, 2015
Accepted (ET)
Sep 25, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2015 | S | 3,600 | $1.52 | D | 797,353 | D | |
| Common Stock | Sep 24, 2015 | S | 13,201 | $1.525 | D | 784,152 | D | |
| Common Stock | Sep 24, 2015 | S | 200 | $1.5275 | D | 783,952 | D | |
| Common Stock | Sep 24, 2015 | S | 6,899 | $1.53 | D | 777,053 | D | |
| Common Stock | Sep 24, 2015 | S | 100 | $1.535 | D | 776,953 | D | |
| Common Stock | Sep 24, 2015 | S | 289 | $1.54 | D | 776,664 | D | |
| Common Stock | Sep 24, 2015 | S | 600 | $1.545 | D | 776,064 | D | |
| Common Stock | Sep 24, 2015 | S | 800 | $1.55 | D | 775,264 | D | |
| Common Stock | Sep 24, 2015 | S | 800 | $1.56 | D | 774,464 | D | |
| Common Stock | Sep 24, 2015 | S | 1,700 | $1.57 | D | 772,764 | D | |
| Common Stock | Sep 24, 2015 | S | 1,000 | $1.575 | D | 771,764 | D | |
| Common Stock | Sep 24, 2015 | S | 5,330 | $1.58 | D | 766,434 | D | |
| Common Stock | Sep 24, 2015 | S | 7,000 | $1.585 | D | 759,434 | D | |
| Common Stock | Sep 24, 2015 | S | 16,400 | $1.59 | D | 743,034 | D | |
| Common Stock | Sep 24, 2015 | S | 1,500 | $1.595 | D | 741,534 | D | |
| Common Stock | Sep 24, 2015 | S | 14,400 | $1.60 | D | 727,134 | D | |
| Common Stock | Sep 24, 2015 | S | 1,390 | $1.605 | D | 725,744 | D | |
| Common Stock | Sep 24, 2015 | S | 660 | $1.61 | D | 725,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan.