SEC Form 4 · accession 0000891293-15-000004
CTI BIOPHARMA CORP · CTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Bianco
Officer — EVP, Finance & Administration
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | S | 8,700 | $2.32 | D | 619,197 | D | |
| Common Stock | Jan 8, 2015 | S | 400 | $2.323 | D | 618,797 | D | |
| Common Stock | Jan 8, 2015 | S | 900 | $2.325 | D | 617,897 | D | |
| Common StockF2 | Jan 8, 2015 | A | 477,255 | $0.00 | A | 1,095,152 | D | |
| Common Stock | holding | — | — | — | 37 | I | Trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction represents a grant by CTIC of restricted stock. The grant is scheduled to vest as to one-third of the shares on each of March 21, 2015, September 21, 2015, and March 21, 2016.