SEC Form 4 · accession 0001140361-15-012351
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Wilcox
Officer — CFO, Principal Acct. Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1,F2 | $24.58 | Mar 13, 2015 | A | 25,000 | A | — | Mar 13, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Wilcox, effective as of March 13, 2015.
- F2The option is scheduled to vest as follows: (a) 8,333 shares on March 13, 2016; (b) 8,333 shares on March 13, 2017; and (c) 8,334 shares on March 13, 2018.