SEC Form 4 · accession 0001140361-15-010271
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Springer
Officer — EVP and COO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | M | 33,333 | $4.51 | A | 410,732 | D | |
| Common Stock | Mar 2, 2015 | F | 20,054 | $25.98 | D | 390,678 | D | |
| Common Stock | Mar 2, 2015 | M | 100,000 | $7.33 | A | 490,678 | D | |
| Common Stock | Mar 2, 2015 | F | 65,399 | $25.98 | D | 425,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $4.51 | Mar 2, 2015 | M | 33,333 | D | Mar 12, 2014 | Mar 12, 2018 | Common Stock | 33,333 | 66,667 | D |
| Option to Purchase Common Stock | $7.33 | Mar 2, 2015 | M | 100,000 | D | Jul 8, 2014 | Jul 8, 2018 | Common Stock | 100,000 | 200,000 | D |