SEC Form 4 · accession 0000905148-18-000670
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darryl L. Lewis
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 20,000 | $11.92 | A | 21,325 | D | |
| Common Stock | Aug 1, 2018 | M | 20,000 | $19.85 | A | 41,325 | D | |
| Common Stock | Aug 1, 2018 | F | 21,205 | $44.20 | D | 20,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $11.92 | Aug 1, 2018 | M | 20,000 | D | May 14, 2015 | May 14, 2019 | Common Stock | 20,000 | 0 | D |
| Option to Purchase Common StockF2 | $19.85 | Aug 1, 2018 | M | 20,000 | D | Nov 3, 2017 | Nov 3, 2021 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Lewis, effective as of May 14, 2014.
- F2Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Lewis, effective as of November 3, 2016.