SEC Form 4 · accession 0000905148-17-000104
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Wilentz
Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2017 | M | 45,000 | $4.51 | A | 236,196 | D | |
| Common Stock | Jan 23, 2017 | F | 7,573 | $26.80 | D | 228,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $4.51 | Jan 23, 2017 | M | 45,000 | D | Mar 12, 2014 | Mar 12, 2018 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Wilentz, effective as of March 12, 2013