SEC Form 4 · accession 0001209191-18-040804

PATTERSON COMPANIES, INC. · PDCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Jul 1, 2018

Accepted (ET)

Jul 3, 2018 · 2:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000891024

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3	Jul 1, 2018	A	35,632	$22.48	A	101,232	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options	$22.48	Jul 1, 2018	A	99,956	A	Jul 1, 2021	Jul 1, 2028	Common Stock	99,956	99,956	D
Employee Stock Options^F5	$35.41	holding	—	—	—	Dec 1, 2020	Dec 1, 2027	Common Stock	52,764	52,764	D

F1Represents Restricted Stock Units ("RSUs") awarded on 7/1/2018 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan ("Plan"). The award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
F2Includes an inducement award granted outside the Plan to Reporting Person on 12/1/2017. The 56,481 RSUs awarded vest, assuming continued employment, 50% on the first anniversary of the date of grant and the remaining 50% on the second anniversary of the date of grant.
F3Includes 9,119 RSUs awarded on 12/1/2017 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
F4Stock options granted pursuant to the Plan on 7/1/2018.
F5Stock options granted pursuant to the Plan on 12/1/2017.