SEC Form 4 · accession 0001209191-18-040781
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea L. Frohning
Officer — Chief Human Resources Officer
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2018 | A | 3,336 | $22.48 | A | 14,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $22.48 | Jul 1, 2018 | A | 10,009 | A | Jul 1, 2021 | Jul 1, 2028 | Common Stock | 10,009 | 10,009 | D |
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs") awarded on 7/1/2018 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan ("Plan"). The award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
- F2Includes 11,312 RSUs awarded on 5/21/2018 to Reporting Person pursuant to the Plan. The RSUs awarded vest, assuming continued employment, 100% on 5/21/2021.
- F3Stock options granted pursuant to the Plan on 7/1/2018.