SEC Form 3 · accession 0001209191-18-040759

PATTERSON COMPANIES, INC. · PDCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jun 29, 2018

Accepted (ET)

Jul 3, 2018 · 2:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000891024

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	30,878	D
Common Stock^F2	holding	—	—		—	11,121	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options^F3	$22.67	holding	—	—	—	—	Jun 29, 2028	Common Stock	99,250	—	D
Employee Stock Options^F4	$22.48	holding	—	—	—	Jul 1, 2021	Jul 1, 2028	Common Stock	33,363	—	D

F1Represents an inducement award of Restricted Stock Units ("RSUs") granted outside the Patterson Companies, Inc. 2015 Omnibus Incentive Plan ("Plan") to Reporting Person on 6/29/2018. The RSUs awarded vest, assuming continued employment, 50% on the first anniversary of the date of the grant and the remaining 50% on the second anniversary of the date of the grant.
F2Represents RSUs awarded on 7/1/2018 to Reporting Person pursuant to the Plan. The award vests, contingent upon continued employment, in 5 equal annual installments commencing on the one year anniversary of the date of the grant and each anniversary thereafter
F3Represents an inducement award of stock options granted outside the Plan on 6/29/2018. The stock options granted would vest pro-rata over the course of 3 years, with one-third of the shares vesting on 6/29/2019, one-third vesting on 6/29/2020, and the remaining one-third vesting 6/29/2021, in all cases subject to continued employment.
F4Stock Options granted pursuant to the Plan on 7/1/2018.