SEC Form 4 · accession 0001209191-18-023818
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Pohlman
Officer — President - Animal Health
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 2, 2018 | A | 396 | $18.8955 | A | 11,985 | D | |
| Common StockF4 | holding | — | — | — | 70 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF5 | $39.23 | holding | — | — | — | Aug 7, 2020 | Aug 7, 2027 | Common Stock | 5,539 | 5,539 | D |
| Employee Stock OptionsF6 | $47.51 | holding | — | — | — | Jul 1, 2020 | Jul 1, 2027 | Common Stock | 13,935 | 13,935 | D |
Explanation of responses
- F1Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Employee Stock Purchase Plan.
- F2Includes 6,383 Restricted Stock Units ("RSUs") awarded on 9/21/2015, 7/1/2016, 7/1/2017 and 8/7/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest as follows: 7/1/2018 464 shares and 526 shares, 8/7/2018 191 shares, 9/21/2018 313 shares, 7/1/2019 464 shares and 526 shares, 8/7/2019 191 shares, 9/21/2019 313 shares, 7/1/2020 464 shares and 526 shares, 8/7/2020 191 shares, 9/21/2020 314 shares, 7/1/2021 465 shares and 526 shares, 8/7/2021 191 shares, 7/1/2022 527 shares and on 8/7/2022 191 shares.
- F3Includes 2,234 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the year 2016 and remain subject to the terms of such plan.
- F4Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
- F5Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 8/7/2017.
- F6Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.