SEC Form 4 · accession 0001209191-18-023815
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis W Goedken
Officer — Interim CFO
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 2, 2018 | A | 262 | $18.8955 | A | 4,547 | D | |
| Common StockF4 | holding | — | — | — | 815 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Employee Stock Purchase Plan.
- F2Includes 1,576 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 297 shares vest 4/29/2018, 282 shares vest 7/1/2018, 238 shares vest 7/1/2018, 283 shares vest 7/1/2019, 238 shares vest 7/1/2019 and 238 shares vest 7/1/2020.
- F3Includes 2,289 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The 2016 RSUs vest as follows: 248 shares vest each year on July 1 from 2018 through 2021. The 2017 RSUs vest as follows: 259 shares vest each year on July 1 from 2018 through 2020 and 260 shares vest on 7/1/2021 and 7/1/2022.
- F4Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.