SEC Form 4 · accession 0001209191-18-001183

PATTERSON COMPANIES, INC. · PDCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President - Animal Health

Period of report

Dec 31, 2017

Accepted (ET)

Jan 3, 2018 · 5:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000891024

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3	Dec 31, 2017	A	2,233	$27.10	A	11,589	D
Common Stock^F4	holding	—	—		—	70	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options^F5	$39.23	holding	—	—	—	Aug 7, 2020	Aug 7, 2027	Common Stock	5,539	5,539	D
Employee Stock Options^F6	$47.51	holding	—	—	—	Jul 1, 2020	Jul 1, 2027	Common Stock	13,935	13,935	D

F1Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Capital Accumulation Plan.
F2Includes 6,383 Restricted Stock Units ("RSUs") awarded on 9/21/2015, 7/1/2016, 7/1/2017 and 8/7/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
F3Includes 2,234 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the year 2016 and remain subject to the terms of such plan.
F4Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
F5Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 8/7/2017.
F6Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.