SEC Form 4 · accession 0001209191-17-001498
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P Anderson
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | A | 2,658 | $30.77 | A | 131,051 | D | |
| Common Stock | Jan 3, 2017 | F | 1,220 | $42.55 | D | 129,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $48.47 | holding | — | — | — | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 68,681 | 68,681 | D |
| Employee Stock OptionsF4 | $49.27 | holding | — | — | — | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 42,698 | 42,698 | D |
| Employee Stock OptionsF4,F5 | $56.66 | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 211,938 | 211,938 | D |
| Employee Stock OptionsF6 | $39.64 | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 20,200 | 20,200 | D |
Explanation of responses
- F1Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Capital Accumulation Program.
- F2Shares withheld for taxes incurred upon the lapse of restrictions on restricted stock issued in the year 2014 pursuant to the Patterson Companies, Inc. Capital Accumulation Plan.
- F3Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
- F4Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2015.
- F5Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
- F6Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2014.