SEC Form 4 · accession 0001209191-16-139118
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann B Gugino
Officer — Executive Vice President & CFO
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | S | 750 | $46.22 | D | 40,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $48.47 | holding | — | — | — | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 19,841 | 19,841 | D |
| Employee Stock OptionF3 | $49.27 | holding | — | — | — | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 12,809 | 12,809 | D |
| Employee Stock OptionF3,F4 | $56.66 | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock OptionsF5 | $39.64 | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 7,400 | 7,400 | D |
Explanation of responses
- F1The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 24, 2016.
- F2Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
- F3Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2015.
- F4Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
- F5Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2014.