SEC Form 4/A · accession 0001209191-16-137596
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott P Anderson
Officer — Chairman, President & CEO · Director
Period of report
Jul 1, 2015
Accepted (ET)
Aug 17, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1,F2,F3 | $56.66 | Jul 1, 2015 | A | 211,938 | A | — | Jul 1, 2025 | Common Stock | 211,938 | 211,938 | D |
Explanation of responses
- F1Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan (the "Plan").
- F2The number of shares of common stock covered by this stock option grant inadvertently exceeded a limitation applicable to equity awards under the Plan and 38,062 excess options were rescinded. This Amended Form 4 reflects the corrected number of stock options granted. Except as otherwise stated above, the vesting and other terms and conditions of the stock option will remain unchanged.
- F3Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.