SEC Form 4 · accession 0001209191-16-132284
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edward Adent
Officer — CEO - Subsidiary
Period of report
Jul 8, 2016
Accepted (ET)
Jul 11, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 8, 2016 | A | 98 | $0.00 | A | 5,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | — | holding | — | — | — | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 16,789 | 16,789 | D |
| Employee Stock OptionsF4 | — | holding | — | — | — | Sep 21, 2018 | Sep 21, 2025 | Common Stock | 8,895 | 8,895 | D |
| Employee Stock OptionsF5,F6 | — | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Shares allocated to Reporting Person pursuant to the Companies, Inc. Employee Stock Option Plan ("ESOP").
- F2Reflects ESOP re-allocations due to other employee forfeitures as well as dividend reinvestments.
- F3Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016 at $48.47.
- F4Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 9/21/2015 at $45.21.
- F5Stock options granted pursuant to the Patterson Companies, Inc. Equity Incentive Plan on 7/1/2015 at $56.66.
- F6Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.