SEC Form 4 · accession 0001209191-16-132031
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann B Gugino
Officer — Executive Vice President & CFO
Period of report
Jul 6, 2016
Accepted (ET)
Jul 7, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2016 | A | 3,530 | $0.00 | A | 42,363 | D | |
| Common Stock | Jul 6, 2016 | F | 1,848 | $49.06 | D | 40,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | — | holding | — | — | — | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 19,841 | 19,841 | D |
| Employee Stock OptionsF4 | — | holding | — | — | — | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 12,809 | 12,809 | D |
| Employee Stock OptionsF5,F6 | — | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock OptionsF7 | — | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 7,400 | 7,400 | D |
Explanation of responses
- F1On July 6, 2016, Performance Awards under the Patterson Companies, Inc. Equity Incentive Plan vested and were paid out in common stock.
- F2The Company withheld shares to satisfy the tax liability associated with the vesting and payout of the awards under the Patterson Companies, Inc. Equity Incentive Plan.
- F3Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016 at $48.47.
- F4Stock options granted 7/1/2015 at $49.27.
- F5Stock options granted 7/1/2015 at $56.66.
- F6Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
- F7Options granted as follows: 7,400 on 7/1/2014 at $39.64.