SEC Form 4 · accession 0001209191-16-131836
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Les B Korsh
Officer — VP, General Counsel
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | A | 1,754 | $48.47 | A | 7,185 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $48.47 | Jul 1, 2016 | A | 10,379 | A | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 10,379 | 10,379 | D |
| Employee Stock OptionsF3,F4 | — | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Shares of restricted stock granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Shares will vest over 5 years on the anniversary of the grant commencing 7/1/2017, at a rate of 20% for each year.
- F2Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016 at $48.47.
- F3Stock options granted 7/01/2015 at $56.66.
- F4Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.