SEC Form 4 · accession 0001209191-16-131828
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P Anderson
Officer — Chairman, President & CEO · Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | A | 11,605 | $48.47 | A | 118,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $48.47 | Jul 1, 2016 | A | 68,681 | A | Jul 1, 2019 | Jul 1, 2026 | Common Stock | 68,681 | 68,681 | D |
| Employee Stock OptionsF3 | — | holding | — | — | — | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 42,698 | 42,698 | D |
| Employee Stock OptionsF4,F5 | — | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 250,000 | 250,000 | D |
| Employee Stock OptionsF6 | — | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 20,200 | 20,200 | D |
Explanation of responses
- F1Shares of restricted stock granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Shares will vest over 5 years on the anniversary of the grant commencing 7/1/2017, at a rate of 20% for each year.
- F2Stock options granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016 at $48.47.
- F3Stock options granted 7/01/2015 at $49.27.
- F4Stock options granted 7/01/2015 at $56.66.
- F5Options are exercisable as follows: 25% on 7/01/2018, 25% on 7/01/2019 and 50% on 7/01/2020.
- F6Options granted as follows: 20,200 on 7/01/2014 at $39.64.