SEC Form 4 · accession 0001209191-16-116145
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann B Gugino
Officer — Vice President & CFO
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | F | 309 | $44.58 | D | 38,454 | D | |
| Common Stock | Apr 27, 2016 | F | 511 | $44.23 | D | 37,943 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | — | holding | — | — | — | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 12,809 | 12,809 | D |
| Employee Stock OptionsF3,F4 | — | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock OptionsF5 | — | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 7,400 | 7,400 | D |
Explanation of responses
- F1Shares withheld for taxes incurred upon lapse of restrictions on restricted stock issued pursuant to the Patterson Companies, Inc. Equity Incentive Plan.
- F2Stock options granted 7/01/2015 at $49.27.
- F3Stock options granted 7/01/2015 at $56.66.
- F4Options are exercisable as follows: 25% on 7/01/2018, 25% on 7/01/2019 and 50% on 7/01/2020.
- F5Options granted as follows: 7,400 on 7/1/2014 at $39.64.