SEC Form 4 · accession 0001209191-15-059691
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann B Gugino
Officer — Vice President & CFO
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | F | 742 | $49.27 | D | 35,211 | D | |
| Common Stock | Jul 1, 2015 | A | 84 | $0.00 | A | 35,295 | D | |
| Common Stock | Jul 1, 2015 | A | 3,044 | $49.27 | A | 38,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $49.27 | Jul 1, 2014 | A | 12,809 | A | Jul 1, 2018 | Jul 1, 2025 | Common Stock | 12,809 | 12,809 | D |
| Employee Stock OptionsF5 | $56.66 | Jul 1, 2014 | A | 100,000 | A | — | Jul 1, 2025 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock OptionsF6 | — | holding | — | — | — | Jul 1, 2017 | Jul 1, 2024 | Common Stock | 7,400 | 7,400 | D |
Explanation of responses
- F1Shares withheld for taxes incurred upon lapse of restrictions on restricted stock issued pursuant to the Patterson Companies, Inc. Equity Incentive Plan.
- F2After forfeited shares were calculated, Reporting Person was allocated additional shares pursuant to the Patterson Companies, Inc. Employee Stock Ownership Plan.
- F3Shares of restricted stock granted pursuant to the Patterson Companies, Inc. Equity Incentive Plan.
- F4Stock options granted pursuant to the Patterson Companies, Inc. Equity Incentive Plan.
- F5Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/2/2020.
- F6Options granted as follows: 7,400 on 7/1/2014 at $39.64.