SEC Form 4 · accession 0001562180-19-000456
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dj Monagle III
Officer — Senior Vice President
Period of report
Jan 19, 2019
Accepted (ET)
Jan 23, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2019 | M | 4,369 | $0.00 | A | 49,549 | D | |
| Common StockF1 | Jan 22, 2019 | F | 2,316 | $54.435 | D | 47,233 | D | |
| Common StockF2 | holding | — | — | — | 1,036 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F3,F4 | — | Jan 19, 2019 | M | 4,369 | D | — | — | Common Stock | 4,369 | 9,398 | D |
| Deferred Restricted Stock Units (DRSUs)F3,F5 | — | Jan 22, 2019 | A | 10,446 | A | — | — | Common Stock | 10,446 | 19,844 | D |
| Deferred Restricted Stock Units (DRSUs)F3,F5 | — | Jan 22, 2019 | A | 919 | A | — | — | Common Stock | 919 | 20,763 | D |
| Employee Stock Option (Right to Buy)F6 | $54.435 | Jan 22, 2019 | A | 17,943 | A | — | Jan 22, 2029 | Common Stock | 17,943 | 172,496 | D |
Explanation of responses
- F1These shares were withheld by Minerals Technologies Inc. to satisfy tax withholding obligations.
- F2The information contained in this report is based on a Plan Statement dated as of January 17, 2019.
- F3Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F4The DRSUs were granted on January 19, 2016 and vest in three equal annual installments beginning on January 19, 2017.
- F5DRSU's were granted on January 22, 2019 and vest in three equal annual installments beginning on January 22, 2020.
- F6These options were granted on January 22, 2019 and vest in three equal annual installments beginning on January 22, 2020.