SEC Form 4 · accession 0001562180-17-000281
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Randal Mendez
Officer — SVP & Managing Director, PCC
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F1,F2 | — | Jan 17, 2017 | A | 2,130 | A | — | — | Common Stock | 2,130 | 6,566 | D |
| Employee Stock Option (Right to Buy)F3 | $78.025 | Jan 17, 2017 | A | 3,658 | A | — | Jan 17, 2027 | Common Stock | 3,658 | 11,794 | D |
Explanation of responses
- F1Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F2DRSUs were granted on January 17, 2017 and vest in three equal annual installments beginning on January 17, 2018.
- F3The options were granted on January 17, 2017 and vest in three equal annual installments beginning on January 17, 2018.