SEC Form 4 · accession 0001562180-17-000276
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Castagna
Officer — Senior Vice President
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F1,F2 | — | Jan 17, 2017 | A | 5,678 | A | — | — | Common Stock | 5,678 | 31,202 | D |
| Employee Stock Option (Right to Buy)F3 | $78.025 | Jan 17, 2017 | A | 9,749 | A | — | Jan 17, 2027 | Common Stock | 9,749 | 39,745 | D |
Explanation of responses
- F1Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F2DRSUs were granted on January 17, 2017 and vest in three equal annual installments beginning on January 17, 2018.
- F3The options were granted on January 17, 2017 and vest in three equal annual installments beginning on January 17, 2018.